|
|
Why choose
Investment Compliance?
-
Independent reporting services providing only the facts
about how your compliance program is doing from an objective
view.
-
Outsourcing the required annual audits to the professional
who know the in and out of what the regulators are looking
for.
-
To provide the support, guidance, and expertise to help you
achieve the peace of mind that all your offices are
compliantly up-to-date.
Each client is assign an experienced
regulatory professional that will assist in designing and implementation
for a tailored
compliance program following your policies and procedures using
the guidelines of
other member rules and regulations such as the SEC, NASD and
NYSE...
|
Onsite Audit Check-off List.
Investment Compliance
Complimentary
Written Proposal
Project or Price Proposals
If we can be of assistance to your firm, please contact us
at:
Investment Compliance, Inc.
National Headquarters
500 West 43rd Street Ste 26C
New York, NY 10036
P: 212.695.0718
Email:
info@investmentcompliance.com
|
